Catalog 2026-2027

FIN 370 SIE Certification

This course prepares students for the FINRA Security Industry Essentials® (SIE®) Exam. The overall goal of the course is twofold, first to prepare for the FINRA Security Industry Essentials® Exam with the help of interactive e-book modules and, second, to successfully pass the FINRA Security Industry Essentials® Exam. The specific course goals and learning objectives are in line with the goals of the Consumer and Family Financial Services program and the Certified Financial PlannerTM (CFP®) track in preparing students for a career in the financial services industry.

Credits

2

Offered

fall semester.